Legal
Customer Agreements
- Altruist Financial LLC Customer Agreement (March 2023)
- Altruist Financial LLC Customer Agreement March 2023 - Description of Amendments
- Altruist Financial LLC Customer Agreement (July 2023)
- Equity Trust Company Agreements & Disclosures
- Master Securities Lending Agreement
- Fully Paid Securities Lending Risk Disclosures
- Qualified Retirement Plan (QRP) Beneficiary Agreement
- Transfer on Death Agreement
Advisor Agreements
Disclosures
- Form ADV Part 1
- Form ADV Part 2A
- Form ADV Part 2B
- Customer Relationship Summary
- Subscription Pricing
- Third Party Disclosures
- Altruist Financial LLC Fee Schedule
- Altruist LLC Fee Schedule
- Business Continuity Plan Disclosure Statement
- Anti-Money Laundering Requirements
- Altruist FDIC Bank Sweep Program Disclosure Statement
- Altruist Financial LLC Participating Bank List
- Altruist Financial LLC Cash Rates
- Order Routing Disclosures (Rules 606 & 607)
- Disclosure of Order Routing Practices (Historical, while Altruist was using Apex Clearing)
- Margin Truth-in-Lending Statement
- OTCBB - Low-Priced Securities Disclosure
- Trading Risk Disclosures Package
- TaxIQ Tools and Rebalancer Disclosures
- Privacy Notice and Privacy Policy
- Promotions Terms
- Move Money Authorization Template
- Security and Insurance Disclosures
- Statements of Financial Condition
